"As a former Field Supervisor for the NFA, I know a compliant brokerage firm when I see it. My #1 priority as Chief Compliance Officer for Daniels Trading is to ensure that our customers can have peace of mind knowing that we're operating as our regulators have mandated."
– Timothy L. Zimmerman
Chief Compliance Officer
Timothy Zimmerman
Timothy received his BA in Finance from Illinois State University in 2001. After graduation, Timothy worked at the National Futures Association where he was responsible for conducting audits of member firm’s operations and financial condition. Additionally, he was responsible for training and supervising new auditors hired by the National Futures Association.
In 2005, Timothy joined the Refco LLC. Compliance Department where had the responsibility of reviewing the entire firm’s internal promotional material as well as the promotional material of over 250 introducing brokers. His responsibilities also included reviewing and monitoring broker solicitations for the firm. In late 2005, when Refco LLC was purchased by Man Financial Inc, Timothy continued these job responsibilities for Man Financial Inc, now known as MF Global Inc.
In July 2006, Timothy joined Global Asset Advisors, LLC as its Chief Compliance Officer and was given the responsibility of maintaining the firm’s good standing in the industry. In addition, he was given operational responsibilities over various other investments made by the owners of Global Asset Advisors, LLC outside of the commodity brokerage industry.